Can the Compliance function be run like a business?

This was the topic of discussion at our breakfast event held recently in New York. It was interesting to see the level of discussion and interaction amongst the audience profile which comprised primarily of Chief Compliance Officers and Heads / Co-Heads of the Compliance function.

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Suraj Atreya

Suraj Atreya

Senior Associate Vice President, Marketing

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Helping sell-side research eliminate publishing bottlenecks and deliver high-quality research

Brokerage businesses are finding it increasingly difficult to justify investment research costs. Increasing competition, rising employee costs and keeping up with stringent regulations – for which internal controls need to be established and maintained – are making the business model downright unviable for some. (more…)
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Shikha Singh

Shikha Singh

Vice President, Head of Editorial Services

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Central RFP Database: A key ingredient for creating winning proposals

Asset managers today are responding to increasing volumes of requests for proposals (RFPs), as they compete more aggressively for incremental business. RFPs have become a key channel of securing additional business and AuM growth.

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Sailaja Devireddy

Sailaja Devireddy

Senior Vice President, Quantitative Services and Fund Marketing Services

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Offshore Knowledge Engagements: Best Practices for Success – Part 2

In the previous blog post, we had discussed two key best practices – Mandate and Solutioning. In this blog, we discuss transition, monitoring, communication, control, and “human element” as strategic growth enablers for an offshore engagement. (more…)
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Suraj Atreya

Suraj Atreya

Senior Associate Vice President, Marketing

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